PETER TOMLINSON ROE

PETER TOMLINSON ROE is an investment adviser representative (IAR) with state registration records since 1995, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (7)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2024-03-21presentYes
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC2011-07-152015-03-17
CIRCLE ONE WEALTH MANAGEMENT, LLC2010-01-272012-03-28
TRITON FINANCIAL, LLC2009-07-172010-12-31
CETERA ADVISORS LLC2007-01-032009-07-06
HORIZON FINANCIAL GROUP,LLC2005-11-032006-12-31
RAYMOND JAMES FINANCIAL SERVICES, INC.1995-02-142005-10-04

More