Karen Lynn Wolffis

Karen Lynn Wolffis is an investment adviser representative (IAR) with state registration records since 1996, appearing at 6 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (6)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2021-09-10presentYes
WELLS FARGO CLEARING SERVICES, LLC2014-07-072021-09-09
PNC WEALTH MANAGEMENT2013-11-072014-07-01
THRIVENT INVESTMENT MANAGEMENT INC.2009-02-192013-05-17
NATCITY INVESTMENTS, INC.2008-09-292008-12-10
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1996-07-122008-07-09

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