DORI R SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2015-06-02 | present | Yes |
| PRIVATE ADVISOR GROUP, LLC | 2015-03-18 | 2015-06-16 | — |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2015-01-07 | 2015-03-04 | — |