JAMES HOLMES DUGAN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2010-03-22 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2003-08-22 | 2010-03-25 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2003-08-27 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 1999-03-29 | 2003-07-01 | — |