RICHARD F HUGHES

RICHARD F HUGHES is an investment adviser representative (IAR) with state registration records since 1996, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

Registration history (5)

FirmFromToCurrent
UBS FINANCIAL SERVICES INC.2021-07-22presentYes
MORGAN STANLEY SMITH BARNEY LLC2012-03-232021-07-26
UBS FINANCIAL SERVICES INC.2006-02-032012-04-02
MORGAN STANLEY DW INC.2002-08-062006-02-06
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1996-05-132002-05-15

More