RICHARD JAMES RIOS is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2019-10-07 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2012-04-13 | 2019-10-16 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-04-23 | — |
| MORGAN STANLEY & CO. LLC | 2008-03-24 | 2009-06-01 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 1999-10-01 | 2008-03-27 | — |