THOMAS JOHN BRANDT

THOMAS JOHN BRANDT is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (3)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2009-01-16presentYes
UBS FINANCIAL SERVICES INC.2006-08-122009-01-27
PIPER SANDLER & CO.2004-04-232006-08-12

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