JAMES ARTHUR ALLEN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2020-12-03 | present | Yes |
| SANCTUARY ADVISORS, LLC | 2017-06-27 | 2020-09-30 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2017-04-25 | — |
| CITICORP INVESTMENT SERVICES | 2002-06-24 | 2007-05-29 | — |