RICHARD PHILLIPS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2022-11-18 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-11-03 | 2022-11-18 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2001-05-11 | 2006-11-17 | — |