RICHARD ALLAN THOMPSON is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with RESONANT CAPITAL ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RESONANT CAPITAL ADVISORS, LLC | 2018-10-23 | present | Yes |
| LPL FINANCIAL LLC | 2018-02-14 | 2018-12-18 | — |
| SII INVESTMENTS, INC. | 2012-07-12 | 2018-02-15 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-07-17 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2004-08-13 | 2007-04-02 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-03-24 | 2004-08-18 | — |