NICHOLAS BRINE FINN is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2015-11-23 | present | Yes |
| CREDIT SUISSE SECURITIES (USA) LLC | 2008-09-15 | 2015-12-18 | — |
| LEHMAN BROTHERS INC. | 2008-02-13 | 2008-09-19 | — |