CATERINA MARIA DEFALCO is an investment adviser representative (IAR) with state registration records since 2005, appearing at 3 firms. Currently registered with ADVISORY SERVICES NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ADVISORY SERVICES NETWORK, LLC | 2012-04-04 | present | Yes |
| B. RILEY WEALTH MANAGEMENT | 2010-11-12 | 2012-04-02 | — |
| SIGMA PLANNING CORPORATION | 2005-07-29 | 2010-11-11 | — |