JOSE SEPULVEDA DIAZ is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2009-10-27 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-11-18 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1997-07-08 | 2009-06-01 | — |