DOUGLAS JAMES HICKS

DOUGLAS JAMES HICKS is an investment adviser representative (IAR) with state registration records since 1993, appearing at 4 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (4)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2017-02-24presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012017-02-27
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.1993-02-252007-04-02

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