KAREN LEA PONG

KAREN LEA PONG is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with KAREN LEA PONG, SOLE PROPRIETOR.

Registration history (6)

FirmFromToCurrent
KAREN LEA PONG, SOLE PROPRIETOR2025-06-23presentYes
VICTORY FINANCIAL GROUP LLC2025-01-092025-06-16
OSAIC WEALTH, INC.2024-01-192025-01-30
WOODBURY FINANCIAL SERVICES, INC.2019-03-012024-01-19
QUESTAR ASSET MANAGEMENT, INC.2010-09-012019-03-01
SECURIAN FINANCIAL SERVICES, INC.2006-07-102010-09-02

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