Carolyn Cole Smith is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2021-05-17 | present | Yes |
| OPPENHEIMER & CO. INC. | 2019-02-13 | 2021-04-09 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-08-01 | 2018-03-09 | — |