BRIAN R. BATES is an investment adviser representative (IAR) with state registration records since 1999, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-10-25 | present | Yes |
| PNC WEALTH MANAGEMENT | 2021-08-30 | 2021-11-01 | — |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | 2014-01-28 | 2021-08-17 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2013-10-23 | — |
| CHASE INVESTMENT SERVICES CORP. | 2011-09-13 | 2012-10-01 | — |
| CUE FINANCIAL GROUP, INC. | 2004-09-23 | 2011-06-22 | — |
| SECURITIES AMERICA ADVISORS, INC. | 1999-02-10 | 2004-07-19 | — |