CHARLES ROMANO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 8 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2022-03-21 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2010-05-17 | 2022-04-06 | — |
| EDWARD D. JONES & CO., L.P. | 2010-02-09 | 2010-04-05 | — |
| STRATEGIC ADVISERS LLC | 2009-03-31 | 2009-12-04 | — |
| UBS FINANCIAL SERVICES INC. | 2008-04-17 | 2009-01-27 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2007-05-15 | 2008-03-17 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2003-08-08 | 2007-03-26 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-09-27 | 2003-07-10 | — |