JAMES KARL DUKE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2019-11-01 | present | Yes |
| MML INVESTORS SERVICES, LLC | 2004-08-30 | 2019-11-01 | — |