DANA W LYON

DANA W LYON is an investment adviser representative (IAR) with state registration records since 2003, appearing at 9 firms. Currently registered with CAPITAL WISE ADVISORY LLC.

Registration history (9)

FirmFromToCurrent
CAPITAL WISE ADVISORY LLC2024-04-15presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-06-142023-11-30
PRIVATE WEALTH COUNSEL, LLC2011-02-152011-05-23
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2008-06-112009-07-07
TD AMERITRADE, INC.2008-06-062009-07-07
TRUIST INVESTMENT SERVICES, INC.2006-12-192008-05-22
WELLSPRING WEALTH MANAGEMENT LLC2005-06-212006-12-06
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC2005-03-172006-12-07
CHARLES SCHWAB & CO., INC.2003-03-312005-03-31

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