CINDY LOU ROGERS is an investment adviser representative (IAR) with state registration records since 2013, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2024-07-10 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-09-16 | 2024-07-15 | — |
| UBS FINANCIAL SERVICES INC. | 2013-05-22 | 2016-09-21 | — |