James P. Williams

James P. Williams is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (7)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2026-05-24presentYes
J.P. MORGAN SECURITIES LLC2013-12-092026-05-05
LPL FINANCIAL LLC2010-10-152013-11-25
FIRSTMERIT ADVISORS, INC.2010-01-212010-10-04
INVEST FINANCIAL CORPORATION2008-06-252010-01-22
THE HUNTINGTON INVESTMENT COMPANY2006-04-042008-06-16
BANC ONE SECURITIES CORPORATION2001-12-062002-06-03

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