STEPHEN PATRICK TOPLEY

STEPHEN PATRICK TOPLEY is an investment adviser representative (IAR) with state registration records since 2000, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2018-09-04presentYes
CADARET, GRANT & CO., INC.2007-02-232007-08-27
WHARTON ASSET MANAGEMENT, INC.2000-08-252007-08-14

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