Stephen LeRoy Ketterling is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with 406 PM LLC.
| Firm | From | To | Current |
|---|---|---|---|
| 406 PM LLC | 2026-01-22 | present | Yes |
| SYNTROPY WEALTH MANAGEMENT LLC | 2022-03-16 | 2023-06-06 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2019-10-01 | 2021-04-21 | — |
| OPTIMA CAPITAL MANAGEMENT, INC. | 2010-09-16 | 2012-04-11 | — |
| STOCKMAN WEALTH MANAGEMENT, INC. | 2009-02-05 | 2010-03-24 | — |
| OPTIMA CAPITAL MANAGEMENT, INC. | 2004-09-29 | 2009-02-06 | — |
| CHARLES SCHWAB & CO., INC. | 2000-08-29 | 2004-08-06 | — |