SHEPARD MARTIN FARGOTSTEIN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2025-01-23 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2016-06-16 | 2025-01-28 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2007-08-02 | 2016-06-17 | — |
| UBS FINANCIAL SERVICES INC. | 2004-01-14 | 2007-08-14 | — |