WILLIAM ROBERT SWARTZ

WILLIAM ROBERT SWARTZ is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with SFG WEALTH MANAGEMENT, LLC.

Registration history (4)

FirmFromToCurrent
SFG WEALTH MANAGEMENT, LLC2017-11-02presentYes
JOHN HANCOCK INVESTMENT MANAGEMENT LLC2008-12-092009-12-15
JOHN HANCOCK DISTRIBUTORS LLC2005-04-142006-12-31
ESSEX NATIONAL SECURITIES, LLC2003-11-122006-03-07

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