CHARLES MITCHELL RICHEY is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2020-10-01 | present | Yes |
| EK RILEY INVESTMENTS, LLC | 2011-07-22 | 2020-11-06 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2011-08-04 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2001-04-16 | 2007-04-02 | — |