LARRY SIU KWONG NGAI is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2024-08-09 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2013-08-20 | 2024-08-22 | — |
| HSBC SECURITIES (USA) INC. | 2010-01-21 | 2013-08-28 | — |
| LPL FINANCIAL LLC | 2009-06-17 | 2010-01-05 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2006-08-18 | 2007-07-30 | — |
| CHARLES SCHWAB & CO., INC. | 1999-09-23 | 2004-11-29 | — |