Carlos F Herrera

Carlos F Herrera is an investment adviser representative (IAR) with state registration records since 2019, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2024-04-11presentYes
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC2020-02-212024-03-18
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2019-06-122020-02-13

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