THOMAS CHARLES SMITH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2007-11-26 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2003-10-13 | 2007-11-26 | — |
| CHARLES SCHWAB & CO., INC. | 2001-02-16 | 2003-10-21 | — |