MICHAEL SIMON

MICHAEL SIMON is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (5)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2021-05-19presentYes
CUNA BROKERAGE SERVICES, INC.2020-07-092021-04-08
HSBC SECURITIES (USA) INC.2019-03-152020-06-05
EQUITABLE ADVISORS, LLC2017-09-192019-02-04
LPL FINANCIAL LLC2010-04-262016-12-08

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