ALAN ROBERT SAWAYA

ALAN ROBERT SAWAYA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (5)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2010-05-11presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-05-19
CITIGROUP GLOBAL MARKETS INC.2003-04-302009-06-01
CREDIT SUISSE SECURITIES (USA) LLC2003-01-172003-05-01
PERSHING LLC2002-08-082003-01-17

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