STEPHEN JAY KAUFMAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with VANDERBILT ADVISORY SERVICES.
| Firm | From | To | Current |
|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | 2016-09-22 | present | Yes |
| LPL FINANCIAL LLC | 2011-01-24 | 2016-08-10 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-01-12 | 2011-01-25 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2005-06-02 | 2009-01-12 | — |
| UBS FINANCIAL SERVICES INC. | 2002-05-23 | 2005-02-23 | — |