RICHARD LELAND BROKAW is an investment adviser representative (IAR) with state registration records since 2016, appearing at 2 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-06-11 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-12-07 | 2025-06-16 | — |