SEAN OAKES

SEAN OAKES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (4)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2025-07-28presentYes
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2014-10-072025-04-28
PARK AVENUE SECURITIES LLC2013-05-222014-09-29
UBS FINANCIAL SERVICES INC.2002-05-232003-11-10

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