WILLIAM EVAN JAMES

WILLIAM EVAN JAMES is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (4)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2023-08-07presentYes
UBS FINANCIAL SERVICES INC.2012-05-152023-08-15
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-02-172012-05-17
LEGG MASON WOOD WALKER, INCORPORATED1999-06-222004-02-24

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