STEPHEN ALAN KAPLAN is an investment adviser representative (IAR) with state registration records since 1994, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-08-19 | present | Yes |
| AVANTAX ADVISORY SERVICES | 1994-02-11 | 2025-09-05 | — |