Connie Lynn Gregory

Connie Lynn Gregory is an investment adviser representative (IAR) with state registration records since 2015, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2023-11-24presentYes
CETERA INVESTMENT ADVISERS LLC2019-10-102023-09-28
SORRENTO PACIFIC FINANCIAL, LLC2016-04-202019-08-15
CUSO FINANCIAL SERVICES, L.P.2016-03-152019-08-15
INVEST FINANCIAL CORPORATION2015-11-232016-03-09

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