ROGER CAPEN SHAFFER is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with HIGHTOWER ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | 2013-06-26 | present | Yes |
| TRUIST INVESTMENT SERVICES, INC. | 2005-06-28 | 2013-06-10 | — |
| TRUIST SECURITIES, INC. | 2003-06-13 | 2005-07-15 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1998-05-21 | 2003-06-20 | — |