MARIA DEL CARMEN BAEZ is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with OPPENHEIMER & CO. INC..
| Firm | From | To | Current |
|---|---|---|---|
| OPPENHEIMER & CO. INC. | 2024-01-17 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2018-08-09 | 2023-12-22 | — |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2018-08-13 | — |
| CHASE INVESTMENT SERVICES CORP. | 2005-04-21 | 2012-10-01 | — |
| CHASE INVESTMENT SERVICES CORP. | 2003-06-20 | 2005-04-06 | — |
| WELLS FARGO INVESTMENTS, LLC | 2001-06-20 | 2003-09-25 | — |