RICHARD M SMITH is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2023-06-29 | present | Yes |
| FFEC WEALTH PARTNERS LLC | 2006-11-20 | 2022-04-20 | — |