JAMES CHARLES AUGHENBAUGH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2025-12-15 | present | Yes |
| STEPHENS INC. | 2013-06-10 | 2025-12-22 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-06-28 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-02-29 | 2009-06-01 | — |
| RAYMOND JAMES & ASSOCIATES, INC. | 2001-06-19 | 2008-03-04 | — |