LANCE ALLAN MOODY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2020-04-27 | present | Yes |
| AEGIS CAPITAL CORP. | 2017-03-29 | 2020-03-30 | — |
| B. RILEY WEALTH ADVISORS, INC. | 2013-12-11 | 2017-02-23 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-01-02 | 2010-04-26 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 2006-02-03 | 2009-01-02 | — |