LAWRENCE HAU

LAWRENCE HAU is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2022-09-30presentYes
J.P. MORGAN SECURITIES LLC2014-01-242022-09-30
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2010-05-252014-01-08

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