LISA SUE CAPUTO is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2018-01-16 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2011-06-23 | 2018-01-12 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2009-03-02 | 2011-06-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-11-22 | 2009-02-24 | — |