STEVEN A ROSENBERG

STEVEN A ROSENBERG is an investment adviser representative (IAR) with state registration records since 1994, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
ROCKEFELLER FINANCIAL LLC2020-01-21presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012020-01-21
MORGAN STANLEY & CO. LLC2008-11-062009-06-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1994-02-142008-10-24

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