JAMES MORRIS SMITH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2025-06-26 | present | Yes |
| JANNEY MONTGOMERY SCOTT LLC | 2017-08-18 | 2025-07-11 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-10-07 | 2017-08-17 | — |
| TRUIST INVESTMENT SERVICES, INC. | 2006-09-22 | 2011-10-14 | — |
| FIFTH THIRD SECURITIES, INC. | 2005-02-24 | 2006-09-21 | — |
| MORGAN KEEGAN & COMPANY, LLC | 2004-07-28 | 2004-12-02 | — |
| UNION PLANTERS INVESTMENT ADVISORS, INC. | 2001-06-01 | 2004-08-06 | — |