JAMES JOON CHA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2018-07-25 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-01-01 | 2018-07-25 | — |
| A. G. EDWARDS & SONS, INC. | 2004-05-05 | 2008-01-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2001-01-23 | 2004-04-13 | — |