Cindy Gail Schwartz is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2023-11-30 | present | Yes |
| RAYMOND JAMES & ASSOCIATES, INC. | 2021-05-03 | 2023-12-04 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2016-11-28 | 2021-04-13 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2016-09-01 | 2016-11-07 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2013-09-26 | 2016-09-02 | — |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 2011-05-18 | 2013-09-12 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2009-08-18 | — |
| MORGAN STANLEY & CO. LLC | 2009-01-28 | 2009-06-01 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-10-02 | 2009-01-21 | — |
| UBS FINANCIAL SERVICES INC. | 2006-04-10 | 2008-04-14 | — |