LE-THUY CAO NGUYEN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2011-03-31 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 1998-03-17 | 2011-04-25 | — |